NISM SECURITIES OPERATIONS AND RISK MANAGEMENT COURSE

NISM SECURITIES OPERATIONS AND RISK MANAGEMENT COURSE I. Introduction to the Securities Market Indian securities markets and its role in Indian economy Structure of Securities market Money market and its key features Products traded in the securities market II. Market Participants in the Securities Market Types of investors Issuers Intermediaries Regulators and regulatory framework III. […]

NISM SECURITIES MARKET FOUNDATION COURSE

NISM SECURITIES MARKET FOUNDATION COURSE Introduction to the Financial System Understand the Indian Financial System Know about the Financial Market Intermediaries Know the various types of Financial Securities Chapter 2 Regulatory Framework – General View Know the Regulatory System in India Know the role of the Financial Market Regulators Understand the role of regulators in […]

NISM SECURITIES INTERMEDIARIES COMPLIANCE COURSE

NISM SECURITIES INTERMEDIARIES COMPLIANCE COURSE Introduction to the Financial System Understand the Indian Financial System Know about the Financial Market Intermediaries Know the various types of Financial Securities Chapter 2 Regulatory Framework – General View Know the Regulatory System in India Know the role of the Financial Market Regulators Understand the role of regulators in […]

NISM RTA CORPORATE COURSE

NISM RTA CORPORATE COURSE I. Introduction to Securities Categorization of securities into equity, debt and hybrid Characteristics of securities II. Characteristics of Equities Rights of common shareholders Par value, Face value and share premium Dividend calculation and distribution Authorized capital Issued capital Outstanding shares Paid-up shares Placement of preferred shares and features Share buy-back Rights […]

NISM MUTUAL FUND FOUNDATION COURSE

NISM MUTUAL FUND FOUNDATION COURSE I. Concept and Role of a Mutual Fund Concept of a mutual fund Advantages and limitations of mutual fund List different types of funds II. Fund Structure and Constituents  Legal structure of mutual funds in India Role of Trustee, Sponsor and AMC Other Service Providers and their functions III. Legal […]

NISM MUTUAL FUND DISTRIBUTORS LEVEL TWO COURSE

NISM MUTUAL FUND DISTRIBUTORS LEVEL TWO COURSE I. Mutual Fund Structures Fund of Funds Exchange Traded Funds Real Estate Mutual Funds Venture Capital Funds Private Equity Funds International funds II. Legal and Regulatory Environment of Mutual Funds Regulatory Framework for Real Estate Mutual Funds Investment Norms for Mutual Funds SEBI Norms for Mutual Funds’ investment […]

NISM MUTUAL FUND DISTRIBUTION COURSE

NISM MUTUAL FUND DISTRIBUTION COURSE I. Concept and Role of a Mutual Fund Concept of a mutual fund Functions of a mutual fund Advantages and limitations of a mutual fund Investment objectives Marking to market Unit capital Assets under management (AUM) Fund running expenses Net asset value (NAV) Brief history of mutual funds in India […]

NISM MERCHANT BANKING COURSE

NISM MERCHANT BANKING I. Introduction to the Indian Capital Market Understand the Capital market structure in India and the role of capital market in the economy. Know the different Products in the Indian Market for example Equity, Debt and Derivatives. Know the different Participants in the Indian Capital Market for example Issuers, Investors and Intermediaries. […]

NISM ISSUERS COMPLIANCE COURSE

NISM ISSUERS COMPLIANCE I. Introduction to Indian Capital Market Understand the Capital Market Structure in India and Role of Capital Market Discuss the Regulatory Framework in India II. Understand the Capital Market Regulations Know the SEBI Act, 1992 Know the Companies Act 1956, Know the Securities Contracts (Regulation) Act, 1956 Know the Listing Agreement Know […]

NISM INVESTMENT ADVISOR LEVEL TWO COURSE

NISM INVESTMENT ADVISOR LEVEL TWO I. Understanding Securities Markets and Performance Know the working of equity markets Understand key equity market indicators Know the risk and return from equity investing Learn about the various tools and options in equity investing – direct, IPOs, Mutual funds and PMS Know the working of debt markets Understand debt […]