NISM RTA CORPORATE COURSE

I. Introduction to Securities

II. Characteristics of Equities

III. Characteristics of Other Securities

IV. Characteristics of Debt Instruments

V. Basics of Mutual Funds

VI. SEBI’s Role and Relevant Regulations

VII. Public Offer of Securities -Features

VIII. Private Placement of Shares

IX. Public Offer of Securities -Processes

X. Roles and Responsibilities in a Public Issue

XI. Depository Services

XII. Process related to Depositories

XIII. Investor Servicing Processes

XIV. Role of stock exchanges and other participants in the secondary market

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